INFLOWS & OUTFLOWS CHISLAINE MAXWELL - OAP IHD ACCT. For the Period 5/1/13 to 531/13 Settle Date Type Description Quantity Per Unit Amount Amount Selection Method Cost 5/28 Foreign Dividend UNITED OVERSEAS BANK LTD SPONS ADR la 0.636182 PER SHARE (ID: 91127140-2) 1,340.000 0.636 852.48 5/28 Foreign Dividend UNITED OVERSEAS BANK LTD SPONS ADR @ 0.159046 PER SHARE (ID: 91127140-2) 1,340.000 0.159 213.12 5/31 Mist Debit COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR REP NON VOTING PFD ADR FEE DEBITED FOR 12.85484349% STOCK DIVIDEND PAID ON 5/14/2013. (ID: 204409-60-1) 890.000 0.008 (BIZ Total Inflows & Outflows TRADE ACTIVITY Note: L indicates Long Term Realized Gaintoss S indicates Short Term Realized GainiLoss Settled transaction was initiated in prior statement period and settled in current statement penod Trade Date Type Quantity Per Unit Amount Proceeds Tax Cost Realized Gainr Loss Settle Date Selection Method Description Settled Sales/Maturities/Redemptions 4/26 Sale DIAGEO PLC SPONS ADR NEW* 120.42824,817.13 5/1 High Cost BROKERAGE 1.60 TM &JOR SEC .11 ESI SECURITIES COMPANY (ID: 252430-20-5) (40.000) 120.386 4,815.42 (4,728.39) 87.03 S* 5/23 Cash In Lieu COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR 5/23 REP NON VOTING PFD CASH IN LIEU OF FRACTIONAL SHARES (ID: 204409-60-1) 0.410 10.829 4.44 4.44 L Total Settled Sales/Maturitles/Redemptions 34,819.86 ($4,728.39) $4.44 L $7,990.29 J.P Morgan $87.03 S Accour lD age 13 of 14 Consolidated Statement Page 49 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00045760 SDNY_GM_00314958 EFTA01518527