Prabhuling• when do you expect this to be done? From: Jay Lipman Sent: Wednesday, February 11, 2015 10:27 AM To: Prabhuling-C Kottalagi Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Daniel Sabba; Vahe Stepanian Subject: RE: Need your assistance***Southern Financial LLC*** [I] Hi Prabhuling, Can you assist us in making the following changes to this confirm, as we noticed a few issues. - Please remove the client's personal name "Jeff Epstein" in the To: Client line - Name and address of Southern Financial should be consistent on both pages: o On page 1, the client name/address is Southern Financial LLC, Wilmington. On page 2, the name/address is Southern Financial MC, 6100 Red Hook Quarter, ST Thomas, VI 00802 o Please ensure that the latter name/address is used: Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802 Please reach out with any questions. Thank you. Jay Lipman Key Client Partners Deutsche Bat* Securities Inc Tel Fa Email From: ra u Ing- Kottalagi Sent: Monday, February 09, 2015 4:58 PM To: Vahe Stepanian; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Jay Lipman; Mark Whyman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For Internal use only Hi Vahe/Daniel, Please find the attached confirmation. Note: Attached doc is password protected and the password is SFL987 Regards Prabhuling-C Kottalagi DBOI Global _Services Private unutee DesIva:we Dccumentalion Velankani Ted, pa*. Bangalore. India Tel. FOf any escalation please contact below: hug level estalation:sownwa Second le lation RUftri vel t esca tiellt From: Mark Whyman Sent: Tuesday, February 10, 2015 3:22 AM To: Vahe Stepanian; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Prabhuling-C Kottalagi; Jay Lipman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For Internal use only Prabhuling, Is it possible to send this to Vahe Stepanian, Daniel Sabba and Jay Lipman (all internal)? Thanks, Mark CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0056761 CONFIDENTIAL SDNY_GM_00202945 EFTA01365727



