TRADE ACTIVITY CHISLAINE MAXWELL-TAP DYS ACCT. For the Period 1/1/13 to 1/31/13 Trade Date Type Description Quantity Per Unit Amount Market Coat Settle Date Settled Securities Purchased 1/29 1/30 Purchase JPM SIR INC OPP FD FUND 3844 JP MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT Cp 11.95 (ID: 4812A4-35-1) 3,015.900 11.96 (36,040.00) 129 1/30 Purchase JPM TR I MLT SC INCM SL JP MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT 0 10.26 (ID: 48121A-29-0) 9,246.101 10.26 (94,865.00) 1/29 1/30 Purchase PIMCO EMERGING MARKETS CORPORATE BOND FUND (ID: 72201W-85-7) 2,473.350 12.27 (30,348.00) 1)29 1/30 Purchase SIT mtrr EDS INC DIVIDEND GRWTH (ID: 82960D-70-7) 2,333.831 15.40 (35,941.00) 1/29 1/30 Purchase PRUDENTIAL TOTAL RETURN BD F CL Z (ID: 74440B-40-5) 5,318.176 14.58 (77,539.00) 1129 1)30 Purchase MANAGED PORTFOLIO SER TORTOIS INSTL (ID: 56166Y-40-4) 2,296.774 13.33 (30,616.00) 1/29 1/30 Purchase 6,502.655 9.04 (58,784.00) RIDGEWORTH FDS SEIX FLRT HI I (ID: 76626T-67-8) 1/29 1/30 Purchase GATEWAY FUND - Y (ID: 367829-88.4) 2,379.985 27.58 (65,640.00) 1/29 1/30 Purchase NUVEEN INVT FDS INC GLOB INFRAST I (ID: 670890-51-0) 2,025.302 9.92 (20,091.00) 129 1/30 Purchase MATTHEWS ASIA DIVIDEND INSTITUTIONAL (ID: 577130-75-0) 2,156.431 14.85 (32,023.00) 1/29 1/30 Purchase EATON VANCE FLOATING-RATE ADVANTAGE I (ID: 277923-63-7) 7,524.150 11.18 (84,120.00) 1/29 1/30 Purchase t ROWE PRICE INSTL INCOME FDS FLTG RATE ED F (ID: 77958B-10-5) 5,394.060 10.27 (55,397.00) J.P. Morgan Account Page 13 of 14 Consolidated Statement Page 66 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00045348 SDNY_GM_00314546 EFTA01518135