From: Rowena Thomas [ on behalf of GBSA WMA [ Sent: 2/5/2018 12:07:38 PM To: Cynthia Rodriguez [ CC: GBSA WMA [ Subject: RE: GBSA Form Case 01898372 III Attachments: 18.02.02_The 2017 Caterpillar Trust_1898372.pdf Classification: For Internal use only Hi Cynthia, I have completed the attached GBSAQ to the best of my ability with the information available. Please review, verify, and sign the attached questionnaire. Please make sure that you also complete the contact person of the Caterpillar Trust on the form. Thank you. Kind regards, Rowena Thomas Rowena Thomas Associate Onboarding Specialist Deutsche Bank Trust Company, National Association WM Americas 502 Suite 400, 32256 Jacksonville, USA Tel. Mobile Emal Passim.* Falco-rm. Securities offered tivough Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Monday, February 05, 2018 8:23 AM To: GBSA WMA < > Subject: RE: GBSA Form Case 01898372 III Classification: For Internal use only Hi, Here you go! Kind regards, Cynthia Rodriguez CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054386 CONFIDENTIAL SDNY_GM_00200570 EFTA01363918