From: Nahid Khan II Sent: 2/22/2018 6:15:52 PM To: Cynthia Rodriguez CC: PWM 81S-Research Subject: RDC Alert - Southern Financial LLC Attachments: RDC Alert_Southern Financial LLC.pdf Hi, ; PWMUS AMLKYC Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. Kind Regards. Nahld Khan Analyst I Research and control COO Wealth Management Operations CIBOI Global Services Private Limited A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahndra World City - SEZ. 30S Jaipur, India Mobilea Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054353 CONFIDENTIAL SDNY_GM_00200537 EFTA01363899