GHISLAINE MAXWELL-OAP HID ACCT. For the Period 1/1/13 to 1/31/13 Note: P indicates position adjusted for Pending Trade Activity. This is the Annual Percentage Yield (APY) which is the rate earned If balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Equity Detail Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Original Cost Accrued Div. EAFE Equity P ABB LTD 21 41 1.280 000 27,404 80 27,613.70 (208.90) 887.04 3.24% SPONS ADR 000375-20-4 ABB P ASTRAZENECA PLC 48 18 350 000 16.863 00 17.545.50 (682.50) 980.00 5 81% SPONS ADR 046353-10-8 AZN P BAE SYSTEMS PLC 21.54 1,130 000 24,336 81 25.040.80 (703.99) 1,301 76 5.35% SPONS ADR 05523R-10-7 SAES P BAYER A G 98.66 200.000 19,731.20 19,912.00 (180.80) 312.00 1.58% SPONS ADR 07273040-2 BAYR P BHP LTD 78.72 320.000 25,190.40 25,126.50 63.90 716.80 2.85% SPONS ADR 088606-10-8 BHP P BOC HONG KONG HOLDINGS LTD 68.98 400.000 27,593.20 27,815.96 1,121.60 4.06% (222.78) SPONS ADR 096813-20-9 BHKL P BRITISH AMERICAN TOBACCO PLC 103.90 340.000 35,326.00 35,393.08 (67.08) 1,432 08 4.05% SPONS ADR 110448-10-7 BTI JP Morgan Page 5 of 13 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00045266 SDNY_GM_00314464 EFTA01518057