From: Cynthia Rodriguez Sent: 5/10/2017 10:35:40 AM To: Stewart Oldfield i • Dan a Friedman CC: Amlcompliance Inquirie • J; Andrew Gallivan Subject: RE: URGENT - SECOND REs UE T - RE: Inquiry Regar• ing Account Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I) Classification: For Internal use only Hi Danya, The client has been out of town as well. We will follow up today and revert back as soon as the client provides the necessary details. Thanks. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Fl 10154-0004 New York, NY, USA From: Stewart Oldfield Sent: Wednesday, May 10, 2017 10:35 AM To: Danya Friedman Cc: Amlcompliance Inquiries; Andrew Gallivan; Cynthia Rodriguez Subject: RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding AccountIM, Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I] Classification: For Intone] use only Sorry, I have been out of the office. Will follow up with the client today. Thanks From: Danya Friedman Sent: Friday, May 05, 2017 7:41 AM To: Stewart Oldfield Cc: Amlcompliance Inquiries; Andrew Gallivan Subject: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account Case No. 141374 - DUE MAY 5 [I] Importance: High Classification: For Internal use only Good Morning: Client: HBRK ASSOCIATES, INC; CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0053026 CONFIDENTIAL SDNY_GM_00199210 EFTA01363137