From: Amber Davis Sent: Wednesday, December 20, 2017 11:09 AM To: Nina Tona Cc: Kareen Johnson Alastair Mackinlay Subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 Classification: For internal use only Good morning, For tax document, I need something like a W9 or a WS, for example. Thank you, Amber Davis Client On-Boarding I Client Data Services I COO DBUSA Core Corp. Deutsche Bank Securities Inc. 5201 Gate Parkway Jacksonville FL 32256 Email: From: Nina Tona Sent: Monday, December 18, 2017 8:57 AM To: Amber Davi Cc: Kareen Johnson alastair Mackinla Subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 Classification: For Infernal use only Good Morning Amber, Please advise on the below. Thank you Nina Tona From: Nina Tona Sent: Friday, December 15, 2017 5:34 PM To: Amber Davis Cc: Kareen Johnson Alastair Mackinlay Subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 Classification: For Internal use only Nick Watkins CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052358 CONFIDENTIAL SDNY_GM_00198542 EFTA01362763