From: Cynthia Rodriguez Sent: 2/22/2018 1:26:16 PM To: 0avide-A Sferrazza Subject: RE: N46-026161- Southern Financial ICI Classification: Confidential Hi Davide, Do you have DB Force? Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bark Trust Company Americas Deutsche Bark Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA From: Davide-A Sferrazza Sent: Thursday, February 22, 2018 1:19 PM To: Cynthia Rodriguez Subject: RE: N4G-026161 - Southern Financial IC] Classification: Confidential Hi Cynthia, We are being asked for some documentation for Southern Financial LLC's OTC collateral set up, as follows: KYC (we have this from your email below) PCR - "Preventative Crime Research" ROC — "Regulatory Data Corp" I am not familiar with PCR and RDC - is this something that you are familiar with/have access to? Happy to hop on the phone to discuss! Thank you, Davide From: Cynthia Rodriguez Sent: Thursday, January 11, 2018 4:08 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051982 CONFIDENTIAL SDNY_GM_00198166 EFTA01362528