Transactions by Type of Activity (continued) Proms', Settlement Date Activity Type DesalptIon Quantity Price Acuued Interest Amount Currency FDIC Insured Bank Depths 12/15114 FDIC INSURED BAAS DEPOSITS INTEREST INSURED DEPOSITS INTEREST REINVESTED -530 USD Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .5.30 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 0.00 USD Client Service Inform ation Your Client Advisor: DAN DANIEL SABBA NEW YORK NY 10154 Your Account Inform ation Investment Objective Investment Objective: GROWTH Investment Objective: INCOME Risk Exposure: NONE SPECIFIED Please review your investment objective. II you wish to make a change or have any questions please contact your Client Advisor. Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (OID): No Am ortize premium on taxable bonds based on Constant Yield Method: Yes Accival market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account cam rn unications for electronic delivery. To register and turn off paper corn in unications, log in to your account or contact your Client Advisor for m ore inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market lances, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for which a price is Page5ofS B0ICAM0CSI3002? Account Number .EFFREY EPSTEIN CYO palx"rless A„ listed Ewsnent frier? Yaw tone,' .}001 DMSAR RATED COMMON ICATK,I6 eXallISICF a«,,. Mena,: Pno•Ara la • e..4••••••• CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050968 CONFIDENTIAL SDNY_GM_00197152 EFTA01361740