From: Janice Frank!! Sent: 3/28/2014 12111/ To: Amanda Kirby Subject: Your KYC has temporary Exception! The KYC you had submitted has been Approved with Temporary Exception. To view the KYC click here https://na4.salesforce.com/5006000000xami. Case #: 01195100 customer Name: Epstein, Jeffrey Customer Number: 00000483289 Please forward this email to any Product officer and/or the Account Opening Group as proof that the KYC has been approved. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043884 CONFIDENTIAL SDNY_GM_00190068 EFTA01357369