NAME SEARCHED: PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC ri No h it • Not Itainired 0 Hit I. RUC Results No RDC alert (Please sec attached) PCR No Hit 0 Not Required II. PCR Results No PCR alen (Please see attached) 0 Bit BIS III. Negative Media There was no information found M Yes El No 0 Not Required IV. Non-Negative Media There was no information found V. Other Language Media There was no information found D&B vi. D&B Not Required Results? • Yes 0 No Not Required SmallIlia VII. Smartlimy Result Found (Please see attached) Results? Er Yes • No 0 Not Required Court Cases 0 Review by Legal May he Required 0 No Results VIII. Court Cases Result Found (Please see attached) M Search not required Prepared by: Prachi Pawa Date: 01/30/2017 Research Analyst Instructions: 1. Review and confirm that all results arc returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenienee:Marlindale-Hubbellhttp://www.martindale.comisp/111artindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation Mat you have fully reviewed the research documents. For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043325 CONFIDENTIAL SDNY_GM_00189509 EFTA01357038