KYC flint Page 13 of 21 Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ii not the same persons): This entity is owned 60% by Eric Meyer and 40% by William Vandewater To the best of your knowledge. is the entity party to a non-banking relationship with Deutsche Sank (e.g. external legal counsel client referral source. supplier of goods or services)?: Yes 0 No W Describe Nature of Entity's Primate), Business and Investment Activities Nature of the business. Investment Management Countries where business is transacted. United Rates Number of employees: 10 3D. Wealth Profile (Only for par in requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Estimated gross recerots p a.(S). Estimated net profit p.a. (5): Estimated investable assets (5): Potential Amount to be invested with PWM (5) Other Mown Financial Institutions: Institution: Country Et Assets Under Mgt: Institution: Country Est. Assets Under Mgt: Institution Co,..^:,y Est. Assets Under Mgt: One si.•••t must In, established 1, ir EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details t 'or a . Lega Ent ': es) Legal Entity Name. MLC Investments Limited • Type of Entity: OFoundation/Association C3 Trust @Company n Estate 0 Partnership Purpose of Entity: iCommerdal g Waite Investment Fliilanthropic/Charitab.e Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registratIon Australia Date of incorporation / registration 7/27/1983 Volcker Status: Determination Required Volcker Flag: Address (city. code): street. post US TINfieN https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&... 12/19/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042732 CONFIDENTIAL SDNY GM_00188916 EFTA01356724