Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management (1+;S•s•-ict,,I.c• Pexforn-t. Peen), Securities offered through Deutsche Bank Secuntres Inc — Forwarded by n 11.05•2014 11 35 AM --- F(0111: To: Cc: Date. Subject Melisa Venegasrdbidbcom 11/03/2014 05:30 PM October 2014 AMLKYC Escalation Reports [II Classification: For internal use only All, Included below is the monthly AMUKYC escalation report for overdue items (the file has several sheets). Please review and address accordingly. Thank you. (See attached file: COVERAGE Domestic.t)(See attached file: Account Opening - COVERAGE- Domestic.xlsx) Regards, Melisa Venegas Deutsche Bank Trust Company Americas Deutsche Asset 8 Wealth Management Y. USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042451 CONFIDENTIAL SDNY GM_00188835 EFTA01356546