Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Deutsche Asset 8 Wealth Management 345 Park Avenue New York. NY 10154 Tel. Fax •1 646 863-9809 Mobile Email Pascitri,:ft; Perferem, Securities offered though Deutsche Bark Securities Inc. --- Forwarded by Kimberly Harttdb/dbcom on 11105,201411:35 AM --- From. To Cc. Date Subject Melisa Venegarldbidbcom Andrew Gallivan/dtddbcomeDBAMERICAS. Kimberly Hart/db/dbcom@DBAMERICAS. Michael-J DavisrdbAbcom@DBAMERICAS. Michael S Jacoby/dIsidbcorn@DBAMERICAS. Armen BrashidhStisom@DBAMERICAS 11/032014 05.30 PM October 2014 AMUKYC Escalation Reports [I] Classification: For internal use only All, Included below is the monthly AML/KYC escalation report for overdue items (the file has several sheets). Please review and address accordingly. Thank you. (See attached file: COVERAGE Domestic.xlsx)(See attached file: Account Opening - COVERAGE- Domestic.xlsx) Regards, Melisa Venegas Deutsche Bark Trust Company Americas Deutsche Asset & Wealth Management 60 Warr Street 10005-2836 New York. NY. USA Tel. Fax Email PASS,i1M-117Peertrere CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042444 CONFIDENTIAL SDNY GM_00188628 EFTA01356543