From: Amanda Kirby Sent: 2/19/2015 11:31:31 AM To: Paul Morris alliPillailli. Subject: RE: Portfolio Alert - Butterfly Trust [I) Classification: For Internal use only Thanks. This was in regards to the updated KYC to the Butterfly Trust. Not sure why they are only just now sending it over a month late. The KYC has already been approved but will check with Kim/Andrew on whether or not I need to have this cleared as well. Will keep you in the loop From: Paul Morris Sent: Thursday, February 19, 2015 11:25 AM To: Amanda Kirby Subject: Fw: Portfolio Alert - Butterfly Trust [I] Classification: For Internal Use Only From: PWM BIS-Research Sent: Wednesday, February 18, 2015 02:20 PM To: Paul Morris Cc: PWMUS AMLKYC Subject: Portfolio Alert - Butterfly Trust [I] Classification: For internal use only Hello Attached is lookback alert for the party mentioned below. (See attached file: grid alert 1)8120001' 2686835 11547720 20150109 000030.p41)(See attached file: grid alert 1)11120001' 2694212 11547720 20150112 035400.14P Thanks Prachi CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0050298 CONFIDENTIAL SDNY_GM_00196482 EFTA01361240