JPMorgan Chase Bank, N.A. 270 Park As enue, New York, NY 10017-2014 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 9/1/I3 to 9130/13 Derivatives Account J.P. Morgan Team VVIlliam Sheridan Justin Nelson Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Client Service Team Client Service Team Client Service Team www.jpmorganonline.com No market value or activity to report during this period Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan accourit(s). J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2013. JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion. JPMCC's net capital of $6.7 billion was approximately 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC% individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholdercomipmorganchaserfinancial• condition.cfm Additionally, you may call 1.666.576.1300 to request a hard copy of the statement. 0026007020 150 1500301 SOUTHAF 20131002 Page 1 of 1 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00041332 SDNY_GM_003 10530 EFTA01514753