Fully Approved with Banker Team** with Manager Director (MD) with ABR/AFC # of Downgrades (No longer HR) 168 35 16 65 325 56 40 181 1 3 46 13 14 8 51 20 12 10 * Includes Inactive/closed KYC cases and small relationships with CBV < $2 mm. ** Includes all KYC cases submitted to FO plus KYC cases Rejected by ABR/AFC. Week over Week FIR Client Remediation Progress Crciovol ZO) CS; cif; CO) IOW 1149 Regards, Rodrigo Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Tel. Email 9 2 4 299 36 10 as NCR 3 7 1 5 12 MEM 5 2 105 • WO. 17 • e10017 • 6/1O2T17 • tsar1117 • 7/7/2017 • 7041:1017 • ?,41;201? • 71231201, • 1/4C:017 • etart17 IN Of LS/2017 • 9.11101; ■9,9 17 • 9/1712017 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042222 CONFIDENTIAL SDNY_GM_00188406 EFTA01356376