JP 2) This client will look at everything, completely asset class agnostic. 3) This client is very plugged in to financial sponsors and global decision makers 4) we have sent him over a dozen investment/trade ideas since assuming coverage (late Oct). He travels a quite a bit and is not always reachable. As such, suggestions need to be short, poignant, and sized (ie. "suggest S5mm notional in XVZ") Two currently pending trades: Pending entry point: basket of Japanese equities (Slmm across the basket below), opportunstically short yen as an overlay Pending infrastructure set up: Eurostoxx hedge (has a basket of single names still at ll°M that ran up nicely last year, this would be an overlay) Please see the attached. Look forward to discussing with you! Tazia [attachment "southern Financial 1.2.14.xls" deleted by Paul morris/db/dbcom] [attachment "Southern Financial uSDJPY.pdf" deleted by Paul Morris/db/dbcom] [attachment "Haze 1.2.14.xls" deleted by Paul morris/db/dbcom] [attachment "southern Trust 1.2.14.xls" deleted by Paul Morris/db/dbcom] (Embedded image moved to file: pic09203.gif) (Embedded image moved to file: pic00824.gif) Tazia Smith Director I Key client Partners - us Deutsche Bank Securities Inc Deutsche Asset & Wealth Management Te Fax Mobi e Email (Embedded image moved to file: pic16745.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030383 CONFIDENTIAL SDNY_GM_00176567 EFTA01344667