VI. Appendix: Paperwork Checklist a. ISDA Unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC) e. Options (all 6 entities - SFLLC, STINC, Jeepers, Haze, Personal, Foundation) f. Structured Solutions (all 6 entities) g. FX (all 6 entities) h. Pre-Post Market Trading Form (all 6 entities) Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029968 CONFIDENTIAL SDNY_GM_00176152 EFTA01344477