Email (Embedded image moved to file: pic32028.gif) Forwarded by Amanda Kirby/db/dbcom on 10/21/2013 03:03 PM From: Harry Heller 4IIIIIIIIIIIIIIII.com> To: Amanda Date: 10/21/2013 03:02 PM subject: southern Financial Amanda Just following up. Please confirm whether DB received 78,709 shares of 3PM Value Advantage Fund (JVAIX) and 49,505 shares of JPM Latin America ()CM) for the account of southern Financial LLC thanks Harry CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029272 CONFIDENTIAL SDNY_GM_00175456 EFTA01344113