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orris, Paul V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T -
held in your account must occur no later than EFTA01590810 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at [email protected] and/or JPMS Credit at jprns_credit@i- pmorgan. corn. If you Thank You. have questions please call BB Kuma
orris, Paul V; Giuffrida, David J; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk EFTA01591034 Management; Hsiao, Subject: Immediate 17*91H*FINANCIAL TRUST Importance: High Den
ities currently held in your account must occur no later than 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at [email protected] and/or JPMS Credit at items [email protected]. If ou have questions please call BB Kumar Jonathan Adwa
avid 3 Sent: Thursday, September 29, 2011 11:04 AM To: PB-Service1318 Cc: Shankar, Sukrutha; Bookman, Stacey; Htoon, Wai; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Kumar, B.B.; Barrett, Paul S; Morris, Paul V; Baron, St
xtension of time from the Financial Industry Regulatory Authority (FINRA). Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at PbcreditriskmanagementApmorgan.com and/or JPMS Credit at limns creditAipmorgan.com. If you have questions please call BB Kumar 212-272-3284, Jo
Morris, Paul V; Gluffrlda, David I; Baron, Stephen P; Welssend, Renee E; Ens, Amanda Cc Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T -
urities currently held in your account must occur no later than 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at PbcreditriskmanagementOipmorgan.com and/or JPMS Credit at jpms creditgrmorgan.com. If you have questions please call BB Kumar-, Jonathan Adwar
5; Monls, Paul V; Gluffnda, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Suk-utha; Bookman, Stacey; Katz, Ira L; Syvester, Michael; Morrissey, Kevin; JPMS Credt; PB Credit Risk Varage-nent; Hsiao, Dennis; Hughes, Moor, Wai Subject: Immediate Action Required - REG I FED/HOUSL
urities currently held in your account must occur no later than 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at Pbercdthiskrana2ementrifr3ipmorgat.com and/or JPMS Credit at ;tan. If you have questions please call BB Kumar lonatnan Adwar or Bil' Harr:son
Entities connected to both Michael Wolff and Private Banking Risk Management

Stephen Hawking
PERSONBarrett
PERSONAmanda
PERSONSylvester
PERSON
Kumar
PERSONJPMS Credit
ORGANIZATIONRenee E
PERSONBookman
ORGANIZATIONStacey
PERSONPaul V. Morris
PERSONJosh Morrissey
PERSON
Baron
PERSON
JPMorgan Chase
ORGANIZATIONB.B.
ORGANIZATIONHtoon
PERSONHsiao
PERSON
Dennis
PERSONSukrutha
LOCATIONGiuffrida
PERSON
Janet
PERSON