Epstein Secrets

inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs

unts than those which have been selected. Additional Activities Mr. Englander has a minority, passive interest in a non-Millennium broker-dealer, Israel A. Englander & Co., Inc ("Englander & Co."). To the extent that the Fund or a Portfolio Manager employs the services of Englander & Co., this could constitute a confli

inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs

Millennium in its sole discretion. Outside Business Activities Mr. Englander has a minority, passive interest in a non-Millennium broker-dealer, Israel A. Englander & Co., Inc ("Englander & Co."). To the extent that the Fund or a Portfolio Manager employs the services of Englander & Co., this could constitute a confl

o inform dients of Lehman financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs

Millennium in its sole discretion. Outside Business Activities Mr. Englander has a minority, passive interest in a non-Millennium broker-dealer, Israel A. Englander & Co., Inc ("Englander & Co."). To the extent that the Fund or a Portfolio Manager employs the services of Englander & Co., this could constitute a confl