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inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs
osses may be incurred on both the underlying position and the hedge position simultaneously. The Fund also engages in currency hedging on behalf of Millennium International to hedge the currency exposure of certain classes of Millennium International that are denominated in currencies other than the U.S. dollar. Such c
inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs
osses may be incurred on both the underlying position and the hedge position simultaneously. The Fund also engages in currency hedging on behalf of Millennium International to hedge the currency exposure of certain classes of Millennium International that are denominated in currencies other than the U.S. dollar. Such c
o inform dients of Lehman financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs
osses may be incurred on both the underlying position and the hedge position simultaneously. The Fund also engages in currency hedging on behalf of Millennium International to hedge the currency exposure of certain classes of Millennium International that are denominated in currencies other than the U.S. dollar. Such c
Entities connected to both New Hampshire and Millennium International

Ghislaine Maxwell
PERSON
Marc Rich
PERSON
Department of Justice
ORGANIZATION
United States
LOCATION
New York
LOCATION
Samantha Power
PERSON
New York State
LOCATION
Mohammed bin Salman
PERSON
Federal Reserve
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Wilmington
LOCATIONLehman
ORGANIZATION
Internal Revenue Service
ORGANIZATION
Tokyo
LOCATIONParent Company
ORGANIZATION
JPMorgan Chase
ORGANIZATIONMassachusetts Securities Division
ORGANIZATIONLehman Structured Products
ORGANIZATION
UBS AG
ORGANIZATIONUBS Securities LLC
ORGANIZATION