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inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
o inform dients of Lehman financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
Entities connected to both New Hampshire and the Administrative Services Agreement

Ghislaine Maxwell
PERSON
Marc Rich
PERSON
Department of Justice
ORGANIZATION
United States
LOCATION
New York
LOCATION
Samantha Power
PERSON
U.S. Treasury
ORGANIZATION
New York State
LOCATION
Mohammed bin Salman
PERSON
Federal Reserve
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Wilmington
LOCATIONLehman
ORGANIZATION
Internal Revenue Service
ORGANIZATION
UBS AG
ORGANIZATION
Joi Ito
PERSON
Tokyo
LOCATION
JPMorgan Chase
ORGANIZATIONParent Company
ORGANIZATIONUBS Fund
ORGANIZATION