3
Shared Docs
3
Same-Page
3 / 3
Mentions
inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs
om time to time by the Manager. The Fund shall have its registered office in the State of Delaware at 2711 Centerville Road, Suite 400, Wilmington, New Castle County, Delaware 19808, and shall have Corporation Service Company as its registered agent at such registered office for service of process in the State o
inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs
om time to time by the Manager. The Fund shall have its registered office in the State of Delaware at 2711 Centerville Road, Suite 400, Wilmington, New Castle County, Delaware 19808, and shall have Corporation Service Company as its registered agent at such registered office for service of process in the State o
o inform dients of Lehman financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs
om time to time by the Manager. The Fund shall have its registered office in the State of Delaware at 2711 Centerville Road, Suite 400, Wilmington, New Castle County, Delaware 19808, and shall have Corporation Service Company as its registered agent at such registered office for service of process in the State o
Entities connected to both New Hampshire and New Castle County

Ghislaine Maxwell
PERSON
Marc Rich
PERSON
Department of Justice
ORGANIZATION
United States
LOCATION
New York
LOCATION
Samantha Power
PERSON
John F. Kennedy
PERSON
New York State
LOCATION
Mohammed bin Salman
PERSON
Federal Reserve
ORGANIZATION
Wilmington
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
Internal Revenue Service
ORGANIZATIONLehman
ORGANIZATION
Tokyo
LOCATIONParent Company
ORGANIZATION
JPMorgan Chase
ORGANIZATIONLehman Structured Products
ORGANIZATIONCease & Desist
ORGANIZATIONUBS Securities LLC
ORGANIZATION