Epstein Secrets

nform clients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of $100,000; Investigation costs

ada Details: State of Nevada issued Final Order revoking the Financial Advisor's license to act as a sales representative on Feb. 2, 2010. UBS AG (Parent Company) 12. Date of Action: May 10, 2004 Entity. UBS AG Brought by: Federal Reserve Bank of New York Details: UBS engaged in U.S. Dollar banknote trans

Gains, Luce) also reported on the story. U.S. Nurse, Child Abducted in Haiti, Non-Profit Organization Says ABC News (07/29, Deliso) reported that a New Hampshire woman named Alix Dorsainvil and her child have been kidnapped in Haiti, according to the faith-based organization, El Roi Haiti, where Dorsainvil wo

ay File Antitrust Lawsuit Against Live Nation, Politico Reports EFTA00160467 • New York Times: Justice Dept. Is Said to Investigate Ticketmaster's Parent Company After U.S. Bailout, the Trucking Firm Yellow Is Shutting Down • New York Times: After U.S. Bailout, the Trucking Firm Yellow Is Shutting Down • As

Gains, Luce) also reported on the story. U.S. Nurse, Child Abducted in Haiti, Non-Profit Organization Says ABC News (07/29, Deliso) reported that a New Hampshire woman named Alix Dorsainvil and her child have been kidnapped in Haiti, according to the faith-based organization, El Roi Haiti, where Dorsainvil w

ay File Antitrust Lawsuit Against Live Nation, Politico Reports EFTA00164369 • New York Times: Justice Dept. Is Said to Investigate Ticketmaster's Parent Company After U.S. Bailout, the Trucking Firm Yellow Is Shutting Down • New York Times: After U.S. Bailout, the Trucking Firm Yellow Is Shutting Down • As

inform clients of Lehman financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs

es person license. ER30 378-MAXWELL Page 3 of 4 CONFIDENTIAL UBSTERRAMAR00002087 EFTA00237718 Disclosure Statement under Rule 506(d) UBS AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (DO;), the Board of Governors of the Federal Reserve, Connecticut Departm

inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs

se. Page 3 of 4 CONFI DENTIAL UBSTERFtAMAR00004122 EFTA00239454 FOR EXISTING INVESTOR USE ONLY Disclosure Statement under Rule 506(d) UBS AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Departm

inform dients of Lehman's financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs

se. "\.1.172-8-1-8 1 7-M A X ‘,/Wht. Page 3 of 4 CONFIDENTIAL UBSTERRAMAR00002515 EFTA00238071 Disclosure Statement under Rule 506(d) UBS AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Departm

o inform dients of Lehman financial condition prior to Lehman's bankruptcy. It was also alleged that the firm's recommendations to a small number of New Hampshire residents to purchase Lehman Structured Products were unsuitable. Disposition: Consent Order Administrative fine of 5100,000; Investigation costs

s person license. - rvi-A ><WVE L L Page 3 of 4 CONFIDENTIAL UBSTERRAMAR00001462 EFTA00237108 Disclosure Statement under Rule 506(d) UBS AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Departm