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INC. • 113 EFTA00179434 THE BEAR STEARNS COMPANIES INC. BOARD OF DIRECTORS James E. Cayno Chartism of the Board and Chief Executive Officer Alan C. Greenberg" Chairmen of the Executive Committee Alan D. Schwartz""' President and Co-Chief Operating Officer Warren J. Specter'"' President and Co•Ctief Op
f the Board and Chief Executive Officer Alan C. Greenberg" Chairmen of the Executive Committee Alan D. Sc
NC. BOARD OF DIRECTORS James E. Cayno Chartism of the Board and Chief Executive Officer Alan C. Greenberg" Chairmen of the Executive Committee Alan D. Schwartz""' President and Co-Chief Operating Officer Warren J. Specter'"' President and Co•Ctief Operating Officer Henry S. Biener" Resident, Northwester
' VaR was far below the industry average, even as Bear Steams' concentration of risky ABS was the highest in the investment banking community. E. Alan C. Greenberg 487. As a director and Chairman of the Executive Committee of Bear Stearns, Defendant Greenberg participated in the issuance of Bear Steams' mater
in the investment banking community. E. Alan C. Greenberg 487. As a director and Chairman of the Executive Committee of Bear Stearns, Defendant Greenberg participated in the issuance of Bear Steams' materially false and 121 EFTA00316849 Case 1:08-cv-02793-RWS Document 102 Filed 02/27/09 Page 137 o
he knew, but failed to disclose to the market, was flawed — that when his resignation was announced, Bear Steams share price plunged nearly 7%. B. Alan D. Schwartz 464. As Chief Executive Officer, Co-President, Co-Chief Operating Officer, and director of Bear Steams, Defendant Schwartz participated in the iss
t the Officer Defendants) 214 COUNT III For Violations of Section 20A of the Exchange Act (Against Defendants Cayne, Schwartz, Spector, Molinaro, Greenberg, and Farber) 215 vi EFTA00316720 Case 1:08-cv-02793-RWS Document 102 Filed 02/27/09 Page 8 of 347 PRAYER FOR RELIEF 116 DEMAND FOR JURY TRIAL
ital By Using Incorrect Marks 110 V. 4. Misrepresentations to Regulators Relating to VaR DEFENDANTS' SCIENTER 112 A. James E. Cayne 112 B. Alan D. Schwartz 115 C. Samuel L. Molinaro. Jr. 116 D. Warren J. Spector 120 E. Alan C. Greenberg 121 F. Michael J. Alix 123 G. Jeffrey M. Farber 124
Entities connected to both Ace Greenberg and Alan D. Schwartz

Jeffrey Epstein
PERSON
Alan Dershowitz
PERSON
Bear Stearns
ORGANIZATIONLeon Black
PERSON
Jimmy Cayne
PERSON
Goldman Sachs
ORGANIZATIONStandard & Poor's
ORGANIZATION
Adam Sandler
PERSONthe Executive Committee
ORGANIZATION
Spector
PERSONSchwartz
PERSON
Mohammed bin Salman
PERSONCo-Chief
ORGANIZATION
Credit Suisse
ORGANIZATIONRabobank Group
ORGANIZATIONCioffi
ORGANIZATIONMolinaro
ORGANIZATIONFarber
PERSONJeffrey M. Farber
PERSONHigh Grade
ORGANIZATION