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m Number. Amount: Record Type: August 14, 2019 42070000225238 August 14, 2019 72498 50,000.00 Transit PAYTO7HE ORDER OF CHOPRA FOUNDATION DEEPAK K. CHOPRA -PO Box 1334 La Joao, CA 92038 Gratitude America Ltd Fifty thousand and 00/100 714 Bank GORR Yalt Mawr 12.15X1i "50.000.00 Gratitude America
9 72498 50,000.00 Transit PAYTO7HE ORDER OF CHOPRA FOUNDATION DEEPAK K. CHOPRA -PO Box 1334 La Jo
ct extension to FFT. I expect it will be the US team. Jimmy, FYI, I still see mostly London as the primary adoption location for OTC Derivs. Best, Mathew From: Jimmy-H Xu Date: Tuesday. Air 17. 2018, 2:53 AM To: Xavier Avila Cc: Joc Aglione Cho ra u ject: pala WIC SOUTHFINANMD_Southem Financial
kash Malhotra Joe Aglione Ian Salters Pankaj-A Chopra NCAOTC Derivatives ; Martin Zeman Alka Gopala
er House 1 Great Winchester Street, EC2N 2DB London, United Kingdom Tel Mobile Email From: Xavier Avila [mailsol l Sent: 16 April 2018 17:55 To: Mathew Ne• s Akash Malhotra Cc: Joe Aglione u alters Pankaj-A Cho i ra NCAOTC Derivatives Zeman A a opa a Subject: RE: KYC Breach_SOUTHFINANMD_South
day, April 16 2018 9:03 AM To: X vi r Avil Cc: Chopra Ian Salters Subject: RE: KYC Breach_SOUTHFINANM
ct extension to FFT. I expect it will be the US team. Jimmy, FYI, I still see mostly London as the primary adoption location for OTC Derivs. Best, Mathew From: Jimmy-H Xu Date: Tuesday, Apr 17, 2018, 2:53 AM To: Xavier Avila Cc: Joe A Chopra AOTC Derivatives , Martin Zeman Alka opala Subject:
es. From: Mathew Negus Sent: Tuesday, April 17 2018 7:11 AM To: Jimmy-H Xu ; Xavier Avila Akash Malhotra c: oe lone ters Nina Tona Pankaj-A Chopra ; NCAOTC Derivatives Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] PII check who should handle
extension to FFT. I expect it will be the US team. Jimmy, FYI, I still see mostly London as the primary adoption location for OTC Derivs. Best, Mathew From: Jimmy-H Xu <M > Date: Tuesday, Apr 17, 2018, 2:53 AM To: Xavier Avila , Mathew Ne us Akash Malhotra Cc: Joe A lione Tona Derivatives A
h Malhotra Cc: Joe Aglione ; Ian Salters Tona Chopra Derivatives ; Martin Zeman Alka Gopala Subjec
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