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left=px">From:"Atla=, Andrew <mailto » Subject: Royal Ba=k of Scotland 7.64% Fixed-to-Float Pfd Date: November 9, 2015 at 4:03=19 PM EST To: =/s an>"Richard Kahn &=t; Rich, <mailto }.. EFTA_R1_01597173 EFTA02480982 =span style="font-family:"Cambria","serif"">Here40=804>s an attractive Yield to Call opp
: Monday, November 9, 2015 9:28 PM To: Richard Kahn Subject: Re: Royal Bank of Scotland 7.64% Fixed
an Stan=ey note from earlier this year. Details:</=> Royal Bank of Scotland 7.64% Fixed-to-Float Preferred Shares<=> RBS 7.64% Perpetual Issuer:0 Royal Bk Scotland Grp Plc Par Value: 4> $1,000 S=curity Type: Preferred Stock QDI/DRD Eligible4e Yes / Yes<=> Cumulative: Non-Cumulative Rating: B1 / B+ Coupon (Deta
From: Richard Kahn < la> Sent: Tuesday, November 10, 2015 9:25 PM To: jeffrey E. Subject: Re: Royal Bank of Scotland 7.64% Fixed-to-Float Pfd Trade executed at 1
w York, NY 10104 <=cliv> On Nov 9, 2015, at 4:27 PM, jeffrey E. <[email protected]> wrote: 5 million On Mon, Nov 9, 2015 at 10:25 PM, =ichard Kahn wrote: thought this =as interesting as it would yield foreign interest income please advise thank you Richard Kahn HBRK Associates Inc. 575 Le
ant Morgan Stanley note from earlier this year. Details: Royal Bank of Scotland 7.64% Fixed-to-Float Preferred =hares RBS=7.64% Perpetual Issuer: Royal Bk Scotland Grp Plc Par=Value: =1,000 Security Type: Preferred Stock QDI/DRD =ligible Yes = Yes Cumulative: =on-Cumulative Rating: B1 / B+ 3 EFTA_R1_01597873
From: Richard Kahn < Sent: Monday, November 9, 2015 9:26 PM To: jeffrey E. Subject: Fwd: Royal Bank of Scotland 7.64% Fixed-to-Float Pfd Attachments: RBS.Bonds.
=/b>"Atlas, Andrew 5" < Subject: =/b>Royal Bank of =cotland 7.64% Fixed-to-Float Pfd Date: =/b>November 9, 2015 at 4:03:19 PM =ST To: =/b>"Richard Kahn ( I" < Rich, Here's an attractive Yield to Call opportunity that I =anted to show Southern Trust Company. I've attached a =till relevant Morgan S
ier this year. EFTA_R1_01939811 EFTA02671084 Details: Royal Bank of Scotland 7.64% Fixed-to-Float Preferred =hares RBS=7.64% Perpetual Issuer: Royal Bk Scotland Grp Plc Par=Value: =1,000 Security Type: Preferred Stock QDI/DRD =ligible Yes = Yes Cumulative: =on-Cumulative Rating: B1 / B+ Coupon =Details): =.
Entities connected to both Richard Kahn and Royal Bk Scotland Grp Plc

Jeffrey Epstein
PERSON
Marc Rich
PERSONLexington
LOCATION
Condoleezza Rice
PERSON
Prince Andrew
PERSON
United States
LOCATIONMorgan Stanley Smith Barney LLC
ORGANIZATION
Morgan Stanley
ORGANIZATIONTel/Direct
ORGANIZATION
Royal Bank of Scotland
ORGANIZATION