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5/24/2017 8:32:14 AM To: Tula Smith CC: Stewart 0ldfield Subject: RE: Rothschild ICJ Classification: Confidential Good Morning Richard, I; Richard Kahn ; Vahe Stepanian I; Davide-A Sferrazza Matt Glassman Very little activity so far today on Rothschild. Our trader had working orders from two lar
: Confidential Good Morning Richard, I; Richard Kahn ; Vahe Stepanian I; Davide-A Sferrazza Matt Gl
From: Delores Rubin Sent: 5/24/2017 8:32:14 AM To: Tula Smith CC: Stewart 0ldfield Subject: RE: Rothschild ICJ Classification: Confidential Good Morning Richard, I; Richard Kahn ; Vahe Stepanian I; Davide-A Sferrazza Matt Glassman Very little activity s
t regards, Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc MI= From: Richard Kahn Sent: Tuesday, May 30, 2017 2:37 PM To: Delores Rubin Cc: Tazia Smith Subject: Re: Rothschild (C] yes please thank you Richard Kahn HBRK Asso
ty Trading DB Securities Inc MI= From: Richard Kahn Sent: Tuesday, May 30, 2017 2:37 PM To: Delores
Cc: Tazia Smith Vahe Stepanian Subject: RE: Rothschild ICJ Classification: Confidential Good Morning Richard, It is another very quiet trading day for Rothschild. We have not had any institutional interes
lth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel +1 212 454-0860 Email From: Tazia Smith Sent: Tuesday, Ma 23, 2017 2:41 PM To: Richard Kahn < Cc: Delores Rubin < Subject: RE: Rothschild ICJ Classification: Confidential >; Stewart Oldfield < >; Matt Glassman < Val•ranian >; Davide-A
Sent: Tuesday, Ma 23, 2017 2:41 PM To: Richard Kahn < Cc: Delores Rubin < Subject: RE: Rothschild I
rk, NY, USA Tel +1 212 454-0860 Email From: Tazia Smith Sent: Tuesday, Ma 23, 2017 2:41 PM To: Richard Kahn < Cc: Delores Rubin < Subject: RE: Rothschild ICJ Classification: Confidential >; Stewart Oldfield < >; Matt Glassman < Val•ranian >; Davide-A Sferrazza < Thanks Rich. No market on 100k that w
Management 10154.0004 New York, NY, USA <mailto Tel. Email mailto From: Delores Rubin Sent: Wednesday, May 24, 2017 8:32 AM To: Tazia Smith Richard Kahn' <mailto Cc: Stewart Oldfield Vahe Stepanian Matt Glassman Davide-A Sferrazza Subject: RE: Rothschild ICJ Classification: Confidential Good Mo
<mailto Please advise. Thank =ou. From: Richard Kahn [mailto Sent: Tuesday, May 30, 2017 8:22 AM To:
May 24, 2017 8:32 AM To: Tazia Smith Richard Kahn' <mailto Cc: Stewart Oldfield Vahe Stepanian Matt Glassman Davide-A Sferrazza Subject: RE: Rothschild ICJ Classification: Confidential Good Morning Richard, Very little activity so far today on Rothschild. Our trader had working orders from two large
per my prior note about working smaller size. Speak Soon, Tazia Cell: From: Tazia Smith Sent: Tuesday, May 23, 2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild ICJ Rich - Just tried =ailing you. Please call Delores directly if you
May 23, 2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart Oldfield; Vahe Stepanian; Matt Glas
azia Smith Sent: Tuesday, May 23, 2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild ICJ Rich - Just tried =ailing you. Please call Delores directly if you have follow through on =his at As team relayed, DB isn't (nor are we in touch wi
Entities connected to both Richard Kahn and Rothschild ICJ

Marc Rich
PERSON
Martha Stewart
PERSON
Stewart Oldfield
PERSONVahe Stepanian
PERSON
Tazia Smith
PERSON
Rothschild
ORGANIZATIONDelores Rubin
PERSONDavide Sferrazza
PERSONMatt Glassman
PERSONDelores
PERSON