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From: Tazia Smith Sent: Tuesda y, May 23, 2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart Oldfeld ; Vahe Stepani an; Matt Glassm an Subjec t: RE: Rothsch ild [C] Rich - Just tried calling you. Please call De
2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart Oldfeld ; Vahe Stepani an; Ma
Tazia Smith Sent: Tuesda y, May 23, 2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart Oldfeld ; Vahe Stepani an; Matt Glassm an Subjec t: RE: Rothsch ild [C] Rich - Just tried calling you. Please call Delore direct) y if you have follow throng h on As t
Origin al Messa ge--- From: Delore Rubin Sent: Tuesda y, May 23, 2017 07:42 AM Eastern Standa rd Time To: Ri chard Kahn; Tazia Smith Cc: St ewart Oldfiel d; Vahe Stepani an; Matt Glassm an Subjec t: RE: Rothsc hild [CI Hello Richard Sorry for the
a y, May 23, 2017 07:42 AM Eastern Standa rd Time To: Ri chard Kahn; Tazia Smith Cc: St ewart Oldfiel d; Vahe Stepani an; Matt Glassm an Subjec t: RE: Rothsc hild [CI Hello Richard Sorry for the delayed respons e. I am one of the DB traders here in CONFIDENTIAL - P
Matt Glassm an Delores Rubin Subject : Re: Rothsch ild [CI Any update on bid ask for 100k Roth ? Richar d Kahn FIBRK Associ ates Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070877 CONFIDENTIAL SDNY_GM_00217061 EFTA01375429
Matt Glassm an Delores Rubin Subject : Re: Rothsch ild [CI Any update on bid ask for 100k Roth ? Richar d Kahn FIBRK Associ ates Inc. CONFID
dfield Vahe Stepan( an Matt Glassm an Delores Rubin Subject : Re: Rothsch ild [C] Any update on bid ask for 100k Roth ? Richar d Kahn HBRK Associ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071547 CONFIDENTIAL SDNY_GM_00217731 EFTA01375897
6:18 AM To: Tazia Cc: Stewart Oldfield Vahe Stepan( an Matt Glassm an Delores Rubin Subject : Re: Rothsch ild [C] Any update on bid ask for 100k Roth ? Richar d Kahn HBRK Associ CONFIDENTIAL - PURS
ni an; Matt Glassm an Subjec t: Re: Rothsc hild [C] thank you please forwar d quote once receive d tomorr ow am thanks Richar d Kahn HBRK Associ ates CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078759 CONFIDENTIAL SONY GM_00224943 EFTA01380361
] Sent: Monda y, May 22, 2017 05:26 PM Eastern Standa rd Time To: Ta zia Smith Cc: St ewart Oldfiel d; Vahe Stepani an; Matt Glassm an Subjec t: Re: Rothsc hild [C] thank you please forwar d quote once receive d tomorr ow am thanks Richar d Kahn HBRK Associ a
ni an; Matt Glassm an Subjec t: Re: Rothsc hild [C] thank you please forwar d quote once receive d tOMOri ow am thanks Richar d Kahn HBRK Associ ates Inc. 575 Lexing ton Avenu e 4th Floor New York, NY 10022 tel fax CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
To: Ta zia Smith Cc: St ewart Oldfiel d; Vahe Stepani an; Matt Glassm an Subjec t: Re: Rothsc hild [C] thank you please forwar d quote once receive d tOMOri ow am thanks Richar d Kahn HBRK Associ a
Origin al Messa ge--- From: Richar d Kahn Sent: Monda y, May 22, 2017 05:26 PM Eastern Stands rd Time To: Ta zia Smith Cc: St ewart Oldfiel d; Vahe Stepani an; Matt Gla
ahn Sent: Monda y, May 22, 2017 05:26 PM Eastern Stands rd Time To: Ta zia Smith Cc: St ewart Oldfiel d; Vahe Stepani an; Matt Glassm an Subjec t: Re: Rothsc hild [C] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080509 CONFIDENTIAL SDNY GM_00226693 EFTA013815
ni an; Matt Glassm an Subjec t: Re: Rothsc hild [C] thank you please forwar d quote once receive d tOMOri ow am thanks Richar d Kahn HBRK Associ ates Inc. 575 Lexing ton Avenu e 4th Floor New York, NY 10022 tel CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SD
To: Ta zia Smith Cc: St ewart Oldfiel d; Vahe Stepani an; Matt Glassm an Subjec t: Re: Rothsc hild [C] thank you please forwar d quote once receive d tOMOri ow am thanks Richar d Kahn HBRK Associ a
Entities connected to both Richard Kahn and Glassm