Epstein Secrets

1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership

ck the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify schedule G of

Please add more details. 2. For HBRK Associates Inc, please have secretary certify schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco

eck the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of

1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership

Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco

ck the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of

1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership

Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. indyke an acco

ck the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of

1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership

Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco

eck the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of

1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership

Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco

ck the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of

1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership

Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco

a Kirby ‹ > Wed, 16 Oct 2013 14:29:07 -0400 To: Classification: For internal use only Hi Janice -- Wanted to follow up on your question regarding Richard Kahn. I don't understand why we need more information on his alert when he has already been cleared by Compliance and was approved in a KYC back in Sep

d to follow up on your question regarding Richard Kahn. I don't understand why we need more information

Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco

1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership

ck the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of

Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco

1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membersh i

eck the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membersh ip. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of

Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco

eck the Signatory or Full POA box for the signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membersh ip. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of

1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membersh i

2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company (Resolved: J. Franklin) 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership (Resolved: J. Franklin) iii.signing authority (Resolved: J. Franklin)