Document Mentions (4 shared documents)

EFTA01299223

3 mentions1 same-page

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t Address Photo ID ¢ nt el & e r.)i cc 05 ci Internet Searches—Clei x x x x x n/a x x x y x 2 x x y /W0% owner soe member) x x x x x Richard Kahn (Manager) x x x x x 2 2 x y meets receivedComments e.c. • existing client 11 Richard Kahn has been KYCds please refer to KYC #01133377 an

x y /W0% owner soe member) x x x x x Richard Kahn (Manager) x x x x x 2 2 x y meets recei

Deutsche Bank El Account Holder Name GCIS if Case 4 a Type of KYC Productis) Banking products Account Value <$1 MM Enter Country USA Entity Type LLC comments Ownership Articles of Association/Inc./Org. other: Operating Agreement Articles of tirg

EFTA00868402

3 mentions1 same-page

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From: Richard Kahn To: "jeffrey E." <[email protected]> Subject: Bruce Galloway Date: Wed, 19 Nov 2014 14:57:38 +0000 He is delusional !! Account Value as 9:45a

From: Richard Kahn To: "jeffrey E." <[email protected]> Subject

From: Richard Kahn To: "jeffrey E." <[email protected]> Subject: Bruce Galloway Date: Wed, 19 Nov 2014 14:57:38 +0000 He is delusional !! Account Value as 9:45am is 3,140,745 Cash in Account: 2,378,903 equity positions remaining: 7 option positions remaining with value: 3 Richard Kahn HBRK Assoc

EFTA02517112

3 mentions1 same-page

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From: Richard Kahn < Sent: Wednesday, November 19, 2014 2:58 PM To: Jeffrey E. Subject: Bruce Galloway He is =elusional !! Account Value as 9:45am is =440,745

From: Richard Kahn < Sent: Wednesday, November 19, 2014 2:58 PM T

From: Richard Kahn < Sent: Wednesday, November 19, 2014 2:58 PM To: Jeffrey E. Subject: Bruce Galloway He is =elusional !! Account Value as 9:45am is =440,745 Cash in Account: =,378,903 equity positions remaining: = option positions remaining with value: 3 Richard Kahn HBRK Associ