Epstein Secrets

yke F F F F F F F Trustee:; 4 F F Richard Kahn F r F F F r r Trustee:; SDNY_GM_00053824

No negative media No court cases DARREN K. INCMCE FUC: No negative media No court cases HBRK ASSOCIATES INC: No negative media No court cases D. RICHARD KAHN: Approved KYC *01082293 NIL Clearance attached to this KYC Not barred from NYSE Arca and he was cleared twice as seen In the attachments HARRY BE

Brian M. Biggar :Signature) Brian M. Biggar 10/4/2D:: Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Janice Franklin (Signature) Jacqueline Lightbody Janice Franklin 10/11/2013 11/1/2013 LATAM /INTERNATIONAL APPROVALS Client Facing Profession

ndicate relationship between 3arties) 1 F F Jeffrey Epstein r r F F F r r Grantor; 2 F r Butterfly Trust F F F F F F F 3 F F Richard Kahn F F F F F F F Trustee:; 4 F F Darren Indyke r F F r F F F Trustee:; 5 r r r r r F r F F Beneficiary; E r r r r r r

terfly Trust F F F F F F F 3 F F Richard Kahn F F F F F F F Trustee:; 4 F F Darren I

Brian M. Biggar (Signature) Brian M. Biggar 10/3/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Andrew Kist (Signature) Jacqueline Lighthody Andrew Kisz 1/23/2014 1/23/2014 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP):

n rdc alert_l pdf Richard D Kahn rdc alertpdf Classification: For internal use only Hi Amanda - This is a revision to the below clearance for Mr. Kahn - after further review it appears the below alert dated 9/3/2013 is a false positive. AML Compliance has reviewed an email dated 10/31/2013 that the

alerted party. According to that email, our Mr. Kahn has been working at his company, HBRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was b

lassification: (dick here for help) Internal Revised_CLEARED_Richard D Kahn rdc alert [I] PWMUS AMLKYC to Amanda Kirby Sent by: Michael Vila Cc: Jacqueline Lightbody, PWMUS AMLKYC, Janice Franklin 11/011201310:54 AM 2 attachments Richard D Kahn rdc alert_l pdf Richard D Kahn rdc alertpdf Classification: For i

hard D Kahn rdc alert.pdf Classification: For internal use only Hi Amanda - 11/01/2013 10:54 AM This is a revision to the below clearance for Mr. Kahn - after further review it appears the below alert dated 9/3/2013 is a false positive. AML Compliance has reviewed an email dated 10/31/2013 that the

alerted party. According to that email, our Mr. Kahn has been working at his company, HBRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was b

assification: (click here for help) Internal Revised_CLEARED_Richard D Kahn rdc alert [I] PWMUS AMLKYC to Amanda Kirby Sent by: Michael Vila Cc: Jacqueline Lightbody. PWMUS AMLKYC, Janice Franklin 2 attachments Richard D Kahn rdc alert_1.pdf Richard D Kahn rdc alert.pdf Classification: For internal use only H

chard D Kahn rdc alert.pdf Classification: For internal use only Hi Amanda - 11/011201310:54 AM This is a revision to the below clearance for Mr. Kahn - after further review it appears the below alert dated 9/3/2013 is a false positive. AML Compliance has reviewed an email dated 10/31/2013 that the

alerted party. According to that email, our Mr. Kahn has been working at his company, HBRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was b

Current Classification: (click here for help) Internal Revised_CLEARED_Richard D Kahn rdc alert [I] PWM US AMLKYC t Amanda Kirby Michael Vila Jacqueline Lightbody, PVVMUS AMLKYC, Janice Franklin 2 attachments Richard D Kahn rdc alert_1.pdf Richard D Kahn rdc alert.pdf Classification: For internal use only

One sheet must be established for PAO' INDIVIDUAL PARTY in Section 2. Account Ownership Sum 3A. Individual Details (for an parties) ban:bars Name: Richard Kahn Date of Birth: Country of Residence: USA Country of Citizenship: USA Address of primary residence Has tient resided outside of Ws/her country

O O O O O O • O O 3 O • Richard :I DE] Kahn O 5 O • • O O Trustee:: 1 O D DelTell

ar 1W3/2013 Regional Office Director 'Signature) AML Business Risk: (Signature) AK ConyIon< l' Jacqueline lightbody Andrew Kisz (Signature) Jacqueline Lightbody Andrew Krsz 1/23/2011 1/23/2014 LATAM /INTERNATIONAL APPROVALS Cbent Facing Professional (CEP): (Signature) Account Manager: (Signature) Glo