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From: Richard Kahn To: "jeffrey E." <[email protected]> Subject: Fwd: New Issue $25 Par: Capital One Financial Corporation (COF) Perpetual Preferred 5.375% - 5.50
From: Richard Kahn To: "jeffrey E." <[email protected]> Subject
f declared, Dividends will accrue and be payable quarterly in arrears, on the 1st of March, June, September and December beginning December 1, 2016. Non-Cumulative. Redemption: At the issuer's option subject to regulatory approval: in whole or in part, from time to time, on any dividend payment date on or aft
left=px">From:"Atla=, Andrew <mailto » Subject: Royal Ba=k of Scotland 7.64% Fixed-to-Float Pfd Date: November 9, 2015 at 4:03=19 PM EST To: =/s an>"Richard Kahn &=t; Rich, <mailto }.. EFTA_R1_01597173 EFTA02480982 =span style="font-family:"Cambria","serif"">Here40=804>s an attractive Yield to Call opp
: Monday, November 9, 2015 9:28 PM To: Richard Kahn Subject: Re: Royal Bank of Scotland 7.64% Fixed
Perpetual Issuer:0 Royal Bk Scotland Grp Plc Par Value: 4> $1,000 S=curity Type: Preferred Stock QDI/DRD Eligible4e Yes / Yes<=> Cumulative: Non-Cumulative Rating: B1 / B+ Coupon (Details): 4> 7.64% to 9/30/2017; =hen US 3M Libor +232bp, resets Quarterly 4> 4> 4> Next Call Date: 9/30/2017, Quart
From: Richard Kahn <[email protected]> Sent: Tuesday, September 6, 2016 5:55 PM To: Jeffrey Epstein Subject: Fwd: KeyCorp Perp nc10 Fixed/Float Pfd please
rew 5" <[email protected]> Subject: qb>KeyCorp Perp nc10 =fixed/Float Pfd Date: September 6, 2016 at 11:28:23 AM EDT To: =/b>"Richard Kahn (richardkahn12@gmailcom)" <[email protected]> Hi Rich, I hope you had a nice =oliday. New issue preferred pricing today. Due to the size of
, 09/26/2026, =ividends will be &nb=p; calculated at a floating annual =ate equal to &nb=p; three-month LIBOR plus, reset =uarterly,1 1% &nb=p; Non-Cumulative Payment dates: Quarterly for both the fixed =nd floating rate &nb=p; periods, commencing on =2/15/2016, in each case &nb=p; when, as and if decl
Entities connected to both Richard Kahn and Non-Cumulative

Jeffrey Epstein
PERSON
Marc Rich
PERSON
Prince Andrew
PERSON
United States
LOCATIONMorgan Stanley Wealth Management
ORGANIZATIONTel/Direct
ORGANIZATION