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From: Richard Kahn To: "jeffrey E." <[email protected]> Subject: Fwd: New Issue $25 Par: Capital One Financial Corporation (COF) Perpetual Preferred 5.375% - 5.50
From: Richard Kahn To: "jeffrey E." <[email protected]> Subject
ancial Corporation (Ticker: COF) Securities Offered: Depositary shares each representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series G Expected Ratings: Baa3/BB/BB (Moody's/S&P/Fitch) Size: $250mm (10mm $25 par securities) EFTA00823474 Maturity: Perpetual Price Gui
From: Richard Kahn To: "jeffrey E." <[email protected]> Subject: Fwd: New Issue $25 Par: Capital One Financial Corporation (COF) Perpetual Preferred 6.25% - 6.375
From: Richard Kahn To: "jeffrey E." <[email protected]> Subject
ancial Corporation (Ticker: COF) Securities Offered: Depositary shares each representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series F EFTA00848541 Expected Ratings: Baa3/BB/BB Size: $250mm (10mm shares) Maturity: Perpetual Price Guidance: 6.25% - 6.375%; Fixed fo
From: Richard Kahn cl ip Subject: Fwd: WFC Final Price 5.70% RE: New Issue $25 Par: Wells Fargo & Company (WFC) Perpetual Preferred Stock; 5.75% Area; Fixed-for-Life
From: Richard Kahn cl ip Subject: Fwd: WFC Final Price 5.70% RE: Ne
From: Richard Kahn cl ip Subject: Fwd: WFC Final Price 5.70% RE: New Issue $25 Par: Wells Fargo & Company (WFC) Perpetual Preferred Stock; 5.75% Area; Fixed-for-Life Sent: Wednesday, January 20. 2016 2:34:08 PM To: "Jeffrey E." <[email protected]> Richard Kahn HBRK Associates
Entities connected to both Richard Kahn and Perpetual Preferred Stock

Jeffrey Epstein
PERSON
Marc Rich
PERSON
NEW YORK NY
LOCATION
Prince Andrew
PERSON
United States
LOCATIONMorgan Stanley Smith Barney LLC
ORGANIZATIONMorgan Stanley Wealth Management
ORGANIZATIONAndrew S. Atlas
PERSONTel/Direct
ORGANIZATIONPar New Issue Syndicate Offering
ORGANIZATIONCapital One Financial Corporation
ORGANIZATION