Document Mentions (4 shared documents)

EFTA01400589

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: Jay Lipman ‹ > Date: Mon, 09 Sep 2013 16:03:46 -0400 To: Amanda Kirby Cc: Tazia Smith Vahe Stepanian Classification: For internal use only Hi Amanda, As we discussed earlier, the ACAT's will be more complicated than usual due to the exotic nature of some of the assets in the accounts. As for J

Southern Trust and Southern Financial. I know you were working on them on Friday. Would like to send them to the client today, if possible. Also, Jeepers Inc was KYC approved on our end. I am going to work on getting those account docs prepared and send them over today. Would you mind sending me Brokerag

EFTA01400673

2 mentions1 same-page

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ian/db/dbcom@DBAMERICA I Date: 09/09/2013 11:44 AM Subject: Re: ACATS for Southern Financial/Trust [I] Classification: For internal use only Hi Amanda, I started putting together the ACAT's on Friday, and can get them to you by the end of the day. I will get you the brokerage docs for Jeepers too.

EFTA01404167

2 mentions1 same-page

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y Lipman Date: Mon, 09 Sep 2013 11:46:26 -0400 To: Amanda Kirby < Cc: Tazia Smith >, Vahe Stepanian < Classification: For internal use only Hi Amanda, I started putting together the ACAT's on Friday, and can get them to you by the end of the day. I will get you the brokerage docs for Jeepers too.