5
Shared Docs
5
Same-Page
5 / 10
Mentions
Atom( Number CONFID AL- Rated (Kant Every Yaw Since 2007 DAUM WED COMMUNCATIONS EXCULDCI C1n Swish Penton. U.C. • Sally owed subsidiary as Osaka New York Mete Carpontim (SW Mao) Penh...* IL C. rrrrte FiliFLAAWYDPA_00046780 DB-SDNY-0009604 EFTA_00157389 EFTA01289752 Deutsche Bank P.O. Bo
structions that appear to be third party asset movements, as well as first and third party journal Instructions for accounts that are custodied with Pershing. We may remove any standing instructions that have not been used in the past 36 months (except for Automated Clearing House (ACH) which does not exp
1776, Baltimore, MD 21203 Important Information and Disclosures (continued) January 1, 2019 - January 31,2019 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be
Processed section of your statement for more details. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 11 Pershing has received updated cost basis information, therefore cost basis provid
of 9 RAS Carelent Oaring Salem Potting IIC a May owned AO 10 0 27005P30 (my Yew Same 2007 0 26 l`P'S DAUM Caren COMMUMCATICMS subodury of The Osaka New Yost Melon Camocathm (MY Melon) CONFIDKITTAL EXCatENCE Ont."' VA. ,rote, maktiketukbm_00047683 CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6
t basis will not be reported to the IRS. " The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Portfolio Holdings Disclosjres Pricing This section includes the net market value
oviding Trusted Party information to my broker or advisor for electronic capture, It we authorize the named Financial Institution and Pershing LLC ("Pershing") and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(
(e) eiNF IDOIVFAL4- Page 1 of 8 IIMeamdent Every Vex SMce 2007 DMSAR WED COMMUMCATICMS MIMI:NC( Omen Sow* holing Ilt.•what mooed solmielMy albs Osaka New York Mellon CoMombm (SW Melon) PentriV1.1.C.Interter FIIIRAANIYIPPM_ 00049045 DB-SDNY-00111369 EFTA_00159654 EFTA01291298 Summary of Gains
uding the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in co
, Baltimore, MD 21203 Important Informs: of and Disclosures (continued) December 1,2018 - December 31,2018 I EPSTBN VIRGIN ISLANDS I The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
IM. P. 6(e) Page 1 of 8 Rated Etcdent (wry Yaw UK. 2007 OMAR RATED CONVOCATIONS ()all Lsa Owing Swish holing PIC a Sally owned subsidiary time Osaka New York Mellon Carpontimi (SW Melon) Penhe. inerrter Fintasteptt0000mm DB-SDNY-0012308 EFTA_00160093 EFTA01291658 FDIC Insured Bank Deposits
Onhe. uE. IMMIX! FIlltallAtira°@ 4945° DB-SDNY-0012274 EFTA_00160059 EFTA01291624 Important Information and Disclosures (continued) The Role of Pershing (continued) if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in
ails as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars
be AtOOMMOS CONFIDO. L IIMeamearM EveryVox Since 2007 DAIJAR RATED COMMUMCATIONS EXCOACM( °berie Sae. exams LLC, a wholly armed sbs:Yr/of The Osaka New York Mellon Oentw. (MY Mellon) inetAWklY4X-Al_0004 7818 DB-SDNY-0010642 EFTA_00 158427 EFTA01290455 Deutsche Bank P.O. Box 1776, Baltimo
uding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Account Bombe C noes .. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDO. L Rate
Entities connected to both Osaka and Pershing
Pershing LLC
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATION
Jeffrey Epstein
PERSONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONBank Deposit
ORGANIZATIONClient Service Information
ORGANIZATION
Deutsche Bank
ORGANIZATION
United States
LOCATION
Jeff Sessions
PERSON
George W. Bush
PERSON
Ghislaine Maxwell
PERSONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION