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and marketed, according to a person familiar with the situation. SEC officials also are moving ahead with their probe of CDOs sold in 2006 to five Wisconsin school districts. In August, the SEC filed a civil-fraud lawsuit against Stifel Financial Corp., the broker for the deals, claiming it misled the s
-fraud lawsuit against Stifel Financial Corp., the broker for the deals, claiming it misled the school districts about the risks of the securities. Stifel has denied any wrongdoing and is fighting the lawsuit. Now, though, the SEC is weighing civil charges against the Royal Bank of Canada unit that cre
de Nancy. France. KATHERINE WEAVER Principal, Funds CFO Deutsche Bank, Brookfield Properties, Deloitte & Touche BBA and kli1/44, University of Wisconsin - Madison Based in New York, Katie is the Chief Financial Officer for Fund Finance. Prior to Glendower, Katie spent 10 years at Deutsche Asset Ma
GL0USI 41 Greg Martin Team Bios RAFAEL ENRIQUEZ - HESLES Associate Stifel 55/.: Civil Engineering & Management, Buckneli University Based in New York, Rafael sipports the transaction team across all secondary investme
es de Nancy. France. KATHERINE WEAVER Principal, Funds CFO Deutsche Bank, Brookfield Properties, Deloitte & Touche BBA and Pylko. University of Wisconsin - Madison Based in New York, Katie is the Chief Financial Officer for Fund Finance. Prior to Glendower, Katie spent 10 years at Deutsche Asset Ma
GLIDUS238 SOUTHERN FINANCIAL LLC Team Bios RAFAEL ENRIQUEZ - HESLES Associate Stifel 55/.: Civil Engineering & Management, Buckneli University Based in New York. Rafael swoons the transaction team across all secondary investment
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