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sor" or manage hedge funds and private equity funds, such as the AlphaKeys Fund, only if certain conditions are satisfied. Among other things, these Volcker Rule conditions generally prohibit banking entities (including UBS and its affiliates) from engaging in "covered transactions" and certain other tr
the LLC Agreement). The Administrator is a direct, wholly owned subsidiary of UBS Americas, which, in turn, is a direct, wholly owned subsidiary of UBS AG (together with its affiliates, "UBS"). Prospective investors should not construe the contents of this Memorandum as legal, investment, tax or other
e BHC Act and related regulations (known as the "Volcker Rule") restrict the ability of a banking entity,
he Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UBS"), a Swiss bank. UBSFS, a wholly owned subsidiary of UBS Americas, is registered as a broker-dealer under the
ank Act, Section 13 of the BHC Act (known as the "Volcker Rule") restricts the ability of banking entities
he Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UK") a Swiss bank. UBSFS, a wholly owned subsidiary of UBS Americas, is registered as a broker-dealer under the U.S
ank Act, Section 13 of the BHC Act (known as the "Volcker Rule") restricts the ability of banking entities
he Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UK") a Swiss bank. UBSFS, a wholly owned subsidiary of UBS Americas, is registered as a broker-dealer under the U.S
<<Presentation Title>>
le to enter and exit their strategies Regulation Volcker's rule, USCITS III/IV 36 UBS Recommendations St
Page: HOUSE_OVERSIGHT_024175 →ional ClO Switzerland Daniel Kalt [email protected] HOUSE_OVERSIGHT_024177 42 --- PAGE BREAK --- Disclaimer This document has been prepared by UBS AG, its subsidiary or affiliate ("UBS"). The information is intended as a general market commentary and provided solely for marketing and information pu
Page: HOUSE_OVERSIGHT_024178 →m to enter and exit their strategies. Regulation Volcker rule, USCITS III/IV 2 UBS Recommendations Strat
Page: HOUSE_OVERSIGHT_025287 →ions Act”). In no circumstances may the Document be made available by UBS AG to a “Retail Client” as defined in section 761G of the Corporations Act. UBS AG's research services are only available to Wholesale Clients. The Document is general information only and does not take into account any person’s inves
Page: HOUSE_OVERSIGHT_025290 →Entities connected to both Paul Volcker and UBS AG

Jeffrey Epstein
PERSON
Ghislaine Maxwell
PERSON
United States
LOCATION
Eric Holder
PERSON
George W. Bush
PERSON
Prince Andrew
PERSON
Marc Rich
PERSON
Deutsche Bank
ORGANIZATION
U.S. Treasury
ORGANIZATION
Alan Dershowitz
PERSON
Bear Stearns
ORGANIZATION
Vicky Ward
PERSON
Condoleezza Rice
PERSON
Stanford University
LOCATION
Joi Ito
PERSON
Puerto Rico
LOCATION
Bill Clinton
PERSONDoug Band
PERSON
Richard Kahn
PERSONHarry Beller
PERSON