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esignated from time to time by the Manager. The Fund shall have its registered office in the State of Delaware at 2711 Centerville Road, Suite 400, Wilmington, New Castle County, Delaware 19808, and shall have Corporation Service Company as its registered agent at such registered office for service of proc
Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a
2 mentions1 same-page
Page ?Same page
esignated from time to time by the Manager. The Fund shall have its registered office in the State of Delaware at 2711 Centerville Road, Suite 400, Wilmington, New Castle County, Delaware 19808, and shall have Corporation Service Company as its registered agent at such registered office for service of proc
Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a
2 mentions1 same-page
Page ?Same page
esignated from time to time by the Manager. The Fund shall have its registered office in the State of Delaware at 2711 Centerville Road, Suite 400, Wilmington, New Castle County, Delaware 19808, and shall have Corporation Service Company as its registered agent at such registered office for service of proc
Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a
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Mutual Connections (129)
Entities connected to both Wilmington and Cease & Desist
Ghislaine Maxwell
PERSON83 w/ Wilmington·6 w/ Cease
United States
LOCATION77 w/ Wilmington·6 w/ Cease
Samantha Power
PERSON76 w/ Wilmington·4 w/ Cease
Department of Justice
ORGANIZATION48 w/ Wilmington·7 w/ Cease
New York State
LOCATION39 w/ Wilmington·6 w/ Cease
Marc Rich
PERSON36 w/ Wilmington·3 w/ Cease
New York
LOCATION29 w/ Wilmington·3 w/ Cease
the Securities and Exchange Commission
ORGANIZATION12 w/ Wilmington·8 w/ Cease
New Hampshire
LOCATION12 w/ Wilmington·6 w/ Cease
Ralph Lauren
PERSON13 w/ Wilmington·2 w/ Cease
Federal Reserve
ORGANIZATION8 w/ Wilmington·7 w/ Cease
JPMorgan Chase
ORGANIZATION10 w/ Wilmington·3 w/ Cease
Internal Revenue Service
ORGANIZATION7 w/ Wilmington·6 w/ Cease
Tokyo
LOCATION9 w/ Wilmington·3 w/ Cease
Mohammed bin Salman
PERSON8 w/ Wilmington·3 w/ Cease
UBS AG
ORGANIZATION4 w/ Wilmington·7 w/ Cease
UBS Securities LLC
ORGANIZATION3 w/ Wilmington·8 w/ Cease
Fannie Mae
ORGANIZATION4 w/ Wilmington·7 w/ Cease
UBS Fund
ORGANIZATION3 w/ Wilmington·7 w/ Cease
the Confidential Information
ORGANIZATION7 w/ Wilmington·3 w/ Cease