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ARTICLE XII AMENDMENTS; POWER OF ATTORNEY 12.1. Amendments (a) Except as othe
terminate cross-border business serving private clients out on non SEC registered entities. Disposition: Disgorgement ($200,000,000 is to the SEC); Back Taxes Payment, Monetary Sanctions: $380,000,000; 5400,000,000 16. Date of Action: December 2008 Brought By: Swiss Federal Banking Commission Allegations: The
be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
terminate cross-border business serving private clients out on non SEC registered entities. Disposition: Disgorgement (5200,000,000 is to the SEC); Back Taxes Payment, Monetary Sanctions: 5380,000,000; 5400,000,000 16. Date of Action: December 2008 Brought By: Swiss Federal Banking Commission Allegations: The
be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
terminate cross-border business serving private clients out on non SEC registered entities. Disposition: Disgorgement (5200,000,000 is to the SEC); Back Taxes Payment, Monetary Sanctions: 5380,000,000; 5400,000,000 16. Date of Action: December 2008 Brought By: Swiss Federal Banking Commission Allegations: The
be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
terminate cross-border business serving private clients out on non SEC registered entities. Disposition: Disgorgement (5200,000,000 is to the SEC); Back Taxes Payment, Monetary Sanctions: 5380,000,000; 5400,000,000 16. Date of Action: December 2008 Brought By: Swiss Federal Banking Commission Allegations: The
Entities connected to both Samantha Power and Back Taxes Payment

United States
LOCATION
Ghislaine Maxwell
PERSON
Marc Rich
PERSON
New York
LOCATION
Department of Justice
ORGANIZATION
New York State
LOCATION
JPMorgan Chase
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Wilmington
LOCATIONthe State of New York
LOCATION
Federal Reserve
ORGANIZATION
New Hampshire
LOCATION
UBS AG
ORGANIZATION
Tokyo
LOCATION
Internal Revenue Service
ORGANIZATION
Mohammed bin Salman
PERSONLehman
ORGANIZATION
Fannie Mae
ORGANIZATIONthe Confidential Information
ORGANIZATION
Millennium
ORGANIZATION