4
Shared Docs
4
Same-Page
4 / 4
Mentions
ARTICLE XII AMENDMENTS; POWER OF ATTORNEY 12.1. Amendments (a) Except as othe
to supervise. Disposition: Fine Fine: $95,000 7. Date of Action: April 28, 2003 — March 19, 2004 Entity: UBS Financial Services and affiliates Brought By: Secretary of State of 47 States and Washington M. Allegations: Violation of Securities Act regulations regarding research practices and conflict
be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
to supervise. Disposition: Fine Fine: $95,000 7. Date of Action: April 28, 2003 — March 19, 2004 Entity: UBS Financial Services and affiliates Brought By: Secretary of State of 47 States and Washington D.C. Allegations: Violation of Securities Act regulations regarding research practices and confli
be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
to supervise. Disposition: Fine Fine: $95,000 7. Date of Action: April 28, 2003 — March 19, 2004 Entity: UBS Financial Services and affiliates Brought By: Secretary of State of 47 States and Washington D.C. Allegations: Violation of Securities Act regulations regarding research practices and confli
be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
to supervise. Disposition: Fine Fine: $95,000 7. Date of Action: April 28, 2003 — March 19, 2004 Entity: UBS Financial Services and affiliates Brought By: Secretary of State of 47 States and Washington M. Allegations: Violation of Securities Act regulations regarding research practices and conflict
Entities connected to both Samantha Power and Brought

United States
LOCATION
Ghislaine Maxwell
PERSON
Marc Rich
PERSON
New York
LOCATION
Department of Justice
ORGANIZATION
New York State
LOCATION
JPMorgan Chase
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Wilmington
LOCATIONthe State of New York
LOCATION
Federal Reserve
ORGANIZATION
New Hampshire
LOCATION
UBS AG
ORGANIZATION
Tokyo
LOCATION
Internal Revenue Service
ORGANIZATION
Mohammed bin Salman
PERSONLehman
ORGANIZATION
Fannie Mae
ORGANIZATIONthe Confidential Information
ORGANIZATION
Millennium
ORGANIZATION