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ARTICLE XII AMENDMENTS; POWER OF ATTORNEY 12.1. Amendments (a) Except as othe
Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a
2 mentions1 same-page
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be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a
2 mentions1 same-page
Page ?Same page
be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a
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be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a
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United States
LOCATION458 w/ Samantha·6 w/ Cease
Ghislaine Maxwell
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Marc Rich
PERSON417 w/ Samantha·3 w/ Cease
New York
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Department of Justice
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New York State
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Ralph Lauren
PERSON115 w/ Samantha·2 w/ Cease
JPMorgan Chase
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the Securities and Exchange Commission
ORGANIZATION87 w/ Samantha·8 w/ Cease
Wilmington
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the State of New York
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Federal Reserve
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New Hampshire
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Nadia Marcinkova
PERSON40 w/ Samantha·2 w/ Cease
UBS AG
ORGANIZATION34 w/ Samantha·7 w/ Cease
Tokyo
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Internal Revenue Service
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Mohammed bin Salman
PERSON26 w/ Samantha·3 w/ Cease
Lehman
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Fannie Mae
ORGANIZATION8 w/ Samantha·7 w/ Cease