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ARTICLE XII AMENDMENTS; POWER OF ATTORNEY 12.1. Amendments (a) Except as othe
Allegations: Violations of 34 Act Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UB
2 mentions1 same-page
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be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
Allegations: Violations of 34 Act Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UB
2 mentions1 same-page
Page ?Same page
be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
Allegations: Violations of 34 Act Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UB
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2 mentions1 same-page
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be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
Allegations: Violations of 34 Act Section 15(c) regarding the marketing and sale of Auction Rate Securities. Disposition: Cease & Desist Injunction; Civil Penalty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UB
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Mutual Connections (129)
Entities connected to both Samantha Power and Civil Penalty
United States
LOCATION458 w/ Samantha·4 w/ Civil
Ghislaine Maxwell
PERSON445 w/ Samantha·4 w/ Civil
Marc Rich
PERSON417 w/ Samantha·3 w/ Civil
New York
LOCATION274 w/ Samantha·3 w/ Civil
Department of Justice
ORGANIZATION233 w/ Samantha·5 w/ Civil
New York State
LOCATION116 w/ Samantha·5 w/ Civil
JPMorgan Chase
ORGANIZATION101 w/ Samantha·3 w/ Civil
the Securities and Exchange Commission
ORGANIZATION87 w/ Samantha·5 w/ Civil
Wilmington
LOCATION76 w/ Samantha·3 w/ Civil
the State of New York
LOCATION77 w/ Samantha·2 w/ Civil
Federal Reserve
ORGANIZATION48 w/ Samantha·5 w/ Civil
New Hampshire
LOCATION45 w/ Samantha·5 w/ Civil
UBS AG
ORGANIZATION34 w/ Samantha·5 w/ Civil
Tokyo
LOCATION34 w/ Samantha·3 w/ Civil
Internal Revenue Service
ORGANIZATION25 w/ Samantha·5 w/ Civil
Mohammed bin Salman
PERSON26 w/ Samantha·3 w/ Civil
Lehman
ORGANIZATION9 w/ Samantha·5 w/ Civil
Fannie Mae
ORGANIZATION8 w/ Samantha·5 w/ Civil
the Confidential Information
ORGANIZATION10 w/ Samantha·3 w/ Civil
Millennium
ORGANIZATION9 w/ Samantha·3 w/ Civil