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ARTICLE XII AMENDMENTS; POWER OF ATTORNEY 12.1. Amendments (a) Except as othe
Brought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is permanently enjoined from violations of the broker/dealer anti-fraud provisions. Allegations: Violations of
be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
&ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is permanently enjoined from violations of the broker/dealer anti-fraud provisions. Allegations: Violations of
be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
&ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is permanently enjoined from violations of the brokeridealer anti-fraud provisions. Allegations: Violations of
be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
&ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is permanently enjoined from violations of the brokeridealer anti-fraud provisions. Allegations: Violations of
Entities connected to both Samantha Power and the North American Securities Administrators Association

United States
LOCATION
Ghislaine Maxwell
PERSON
Marc Rich
PERSON
New York
LOCATION
Department of Justice
ORGANIZATION
New York State
LOCATION
JPMorgan Chase
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Wilmington
LOCATIONthe State of New York
LOCATION
Federal Reserve
ORGANIZATION
New Hampshire
LOCATION
UBS AG
ORGANIZATION
Tokyo
LOCATION
Internal Revenue Service
ORGANIZATION
Mohammed bin Salman
PERSONLehman
ORGANIZATION
Fannie Mae
ORGANIZATIONthe Confidential Information
ORGANIZATION
Millennium
ORGANIZATION