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ARTICLE XII AMENDMENTS; POWER OF ATTORNEY 12.1. Amendments (a) Except as othe
te of Action: August 22, 2011 Entity: UBS Financial Services, Inc. Brought By: New Hampshire Bureau of Securities Regulation Allegations: UBS sold Lehman Structured Products to clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform client
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be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
te of Action: August 22, 2011 Entity: UBS Financial Services, Inc. Brought By: New Hampshire Bureau of Securities Regulation Allegations: UBS sold Lehman Structured Products to clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients
2 mentions1 same-page
Page ?Same page
be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
te of Action: August 22, 2011 Entity: UBS Financial Services, Inc. Brought By: New Hampshire Bureau of Securities Regulation Allegations: UBS sold Lehman Structured Products to clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients
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2 mentions1 same-page
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be treated as appropriate consent. 8.2 Special Power of Attorney. (a) Each Member hereby irrevocably
te of Action: August 22, 2011 Entity: UBS Financial Services, Inc. Brought By: New Hampshire Bureau of Securities Regulation Allegations: UBS sold Lehman Structured Products to clients (specifically referencing three particular investors), who were not made aware of the risks of these products and failed to inform dients
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Mutual Connections (129)
Entities connected to both Samantha Power and Lehman Structured Products
United States
LOCATION458 w/ Samantha·4 w/ Lehman
Ghislaine Maxwell
PERSON445 w/ Samantha·4 w/ Lehman
Marc Rich
PERSON417 w/ Samantha·3 w/ Lehman
New York
LOCATION274 w/ Samantha·3 w/ Lehman
Department of Justice
ORGANIZATION233 w/ Samantha·5 w/ Lehman
New York State
LOCATION116 w/ Samantha·6 w/ Lehman
JPMorgan Chase
ORGANIZATION101 w/ Samantha·3 w/ Lehman
the Securities and Exchange Commission
ORGANIZATION87 w/ Samantha·6 w/ Lehman
Wilmington
LOCATION76 w/ Samantha·3 w/ Lehman
the State of New York
LOCATION77 w/ Samantha·2 w/ Lehman
Federal Reserve
ORGANIZATION48 w/ Samantha·5 w/ Lehman
New Hampshire
LOCATION45 w/ Samantha·6 w/ Lehman
UBS AG
ORGANIZATION34 w/ Samantha·5 w/ Lehman
Tokyo
LOCATION34 w/ Samantha·3 w/ Lehman
Internal Revenue Service
ORGANIZATION25 w/ Samantha·6 w/ Lehman
Mohammed bin Salman
PERSON26 w/ Samantha·3 w/ Lehman
Lehman
ORGANIZATION9 w/ Samantha·6 w/ Lehman
Fannie Mae
ORGANIZATION8 w/ Samantha·5 w/ Lehman
the Confidential Information
ORGANIZATION10 w/ Samantha·3 w/ Lehman
Millennium
ORGANIZATION9 w/ Samantha·3 w/ Lehman