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B. correct second page for the witnessed • had Power recall if she witnessed on one occasion, durin
account identified in wire payment instructions sent via text message. sourced the $500,000 via a margin loan against her brokerage account at Charles Schwab. As of the date of this interview, has received only $30,000 EFTA00129183 FD-302a (Rev. 5-8-10) 318E-NK-3825937 (U) Interview of Comthwitiono
estment Properties or any mortgages or Properties. relied on her own independent due diligence. $500,000 capital contribution via wire held with Charles Schwab to the account liens on the Investment representations and did not conduct provided with her transfer from account identified in wire payment
2018- March 2019 Dec-18 (80.097) LSJ - Warren Power - 2 175kw Generators Oct-18 6.715 LSJ - Purcha
9.653 2.031.167 2.004.100 -27.067 Lloyds Banking Group Capital 7.5% 12/29/49 7.500% 5121/13 1,903,000 1,948,500 1.963,658 1,960,090 -3,568 Charles Schwab 6.0% Preferred $25 par 6.000% 7/27/15 40,000 1,000.000 1.027.200 1.041,200 14,000 Exelainter LLC 10% July 15 2023 10.00% 7/9/18 1.000.000
,105) EFTA00811650 DB - Bought 228,000 Weichai Power Co (246,611) DB - Bought 6,300 Nabtesco Corp (
Total Southern Trust Co. - Fixed Income (Merril° 8,366,663 8,429,069 8,306,385 40,189 Southern Trust Co. - Fixed income (Interactive Brokers) Charles Schwab 6.0% Preferred 525 par 7/27/15 40,000 1,000,000 1,080,800 1,075,200 75,200 NGL Energy Partners 9% 525 par 616/17 40,000 1,000,000 972.800
4/17 150,200 127,069 123,165 143,263 Weichai Power Co 12/4/17 228,000 248,611 249,670 285,101
778 Total Southern Trust Co. - Fixed Income (Merrill) 8,365,553 8,305,365 , , -25,809 Southern Trust Co. - Fixed Income (Interactive Brokers) Charles Schwab 6.0% Preferred $25 par 7/27/15 40,000 1.000,000 1,075,200 1,049.200 49,200 NGL Energy Partners 9%525 par 6/6/17 40,000 1,000,000 976,000
nced Sold 1,000 DIS @ 100.47 100,472 LSJE - NGS Power - 2 generators (46,325) LSJE - Ford 450 Truck
ome (Interactive Brokers) Capkal One 5.55% Fixed to 9.1.2020 then 380 over 3 mo libor 5/14/15 3,000,000 3,009,819 3,105,000 3,142,500 132,682 Charles Schwab 6.0% Preferred 325 par 7/27/15 40,000 1,000.000 1,041,600 1,039,600 39,600 Etrade Financial 5.875% fixed to 9-15-2026 then floats 10/11/16 3
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