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ectus or the bank deposit products disclosure document or contact your advisor for additional information. Please note the following information for Pershing's 2014 IRS Forms 1099 (a DIV, INT. O/D and 411SC): Your form 1099 will be delivered as early as possible, beginning January 31, 2015. By February 17,
d accounts will include Pershing's proprietary and employee accounts, as well as proprietary and employee accounts of introducing broker-dealers (if Pershing carves and clears those accounts). No allocation will be made to these proprietary and employee accounts until Page4 of 9 DKAO ROIL CONFIDENTIAL —
ty of any trading unit held by an account being selected as caled in a partial cal is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registe
of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City. New Jersey 07399; Elton and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other 0 court, inclu
ontinued) The Role of Pershing • Pershing carries your account as clearing broker pursuant to a cleanrg agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property an
of any trading unit held by an account being selected as called in a partial call is proportional to the total number of trading units held through Pershing. Once the lottery is complete. Pershing notifies introducing broker-dealers whose introduced accounts have received an alocation. Securities registe
ject to a partial redemption, pursuant to New York Stock Exchange (NYSE) Rule 402.30, which has been scomorated into the FINRA Consolidated Rulebook, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery processAblien an issuer initiates a
he Kitchen Community's co- founder and CEO Kimbal Musk, and the opportunity to get your hands dirty for
ooney is teaching at John J. Pershing Magnet School. With 146 Learning Garden schools in Chicago Public Schools, it may come as little surprise that Pershing has a Learning Garden as well and Ms. Cooney has already taken on the role of co-leader. The TKC Team recently sat down with Ms. Cooney to talk abo
Entities connected to both Elon Musk and Pershing

Jeffrey Epstein
PERSONPershing LLC
ORGANIZATION
Ghislaine Maxwell
PERSON
Baltimore
LOCATION
Prince Andrew
PERSON
George W. Bush
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Marc Rich
PERSONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
Donald Trump
PERSONLegal Department
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
United States
LOCATION
Eric Trump
PERSONJersey City
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONLeon Black
PERSON
Julie K. Brown
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Larry Page
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Woody Allen
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